businessName
Something not listed
Provides compliance consulting services to investment advisors, SEC (securities exchange commission) (mostly) and state registered. Creates all need compliance policies and procedures for the firm. Conducts compliance testing and writes required reports. Ensures that the client has all required items for compliance with rules, regulations and laws. Handles all aspects of the clients' exams by the regulators. Files all forms for an investment advisor to become registered. Words that we think describes the co Tailored Unique personal services always available when SEC calls for an exam principled reliable Make you sleep well Save you time Save you emotional trauma Keep the SEC form disrupting your business Allow you to focus on your business Worry about the details so you don’t have to
SEC registered investment advisors
It might help to have the word "compliance" in the name. Would like an easy to say name
